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WallachBeth

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Regulation SHO

WallachBeth Capital LLC (WBC) may accept “Short Sale Exempt” orders (SSE) from other brokers, pursuant to Section 36 of the Exchange Act, that a broker-dealer is exempt from the “locate” requirement of Rule 203(b), including the delivery requirement of Rule 203(b)(2)(ii), with respect to a short sale order in an owned physical security.

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info@wallachbeth.com

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WallachBeth Capital is a leading provider of institutional execution services, offering our clients a full spectrum of solutions to help them navigate increasingly complex markets.

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