$1,400,000
- Warrant Inducement
- Sole Placement Agent
- Financial Advisor
February 2025
$10,125,000
- Initial Public Offering
- Lead Underwriter
- Sole Book Runner
February 2025
$3,130,000
- Registered Direct Offering
- Concurrent Private Placement
- Sole Placement Agent
October 2024
$2,662,782
- Registered Direct Offering
- Concurrent Private Placement
- Sole Placement Agent
October 2024
$9,000,000
- Initial Public Offering
- Lead Underwriter
- Sole BookRunner
September 2024
$5,707,000
- Initial Public Offering
- Lead Underwriter
- Sole BookRunner
September 2024
$1,750,000
- Registered Direct Offering Concurrent Private Placement
- Warrant Inducement
- Sole Placement Agent
- Financial Advisor
August 2024
$8,600,000
- Initial Public Offering
- Lead Underwriter
July 2024
$6,800,000
- IPO
- Sole Book Runner
May 2024
$2,500,000
- Registered Direct Offering & Concurrent Private Placement
- Sole Placement Agent
March 2024
$18,000,000
- IPO
- Co-Underwriter
February 2024
$5,700,000
- Underwritten Public Offering
- Sole Placement Agent
February 2024
$2,400,000
- Underwritten Public Offering
- Sole Placement Agent
January 2024
- Private Placement
- Bridge Financing
January 2024
$6,700,000
- IPO
- Co-Underwriter
September 2023
- Private Placement
- Bridge Financing
August 2023
- Private Placement
- Bridge Financing
August 2023
$7,500,000
- IPO
- Sole Book Runner
July 2023
$8,400,000
- IPO
- Joint Bookrunner
- Co-Placement Agent
February 2023
$5,100,000
- Underwritten Public Offering
- Sole Placement Agent
October 2022
$7,800,000
- IPO
- Co-Manager
- Co-Book Running Manager
September 2022
- PIPE
- Private Placement
August 2022
- Private Placement
- Bridge Financing
May 2022
$4,220,000
- Registered Direct Offering
- Co-Placement Agent
May 2022
- Private Placement
- Bridge Financing
April 2022
$5,800,000
- Registered Direct Offering
- Co-Placement Agent
April 2022
$1,341,500,000.00
- Westlake Automobile ABS 2022
- J.P. Morgan BMO Deutsche Bank Wells Fargo
- Co Managers – Mizuho SMBC Nikko WallachBeth Capital
March 2022
- Private Company
- Advisory Services
January 2022
PIPE
- Private Placement
- Bridge Financing
January 2022
- Private Placement
- Bridge Financing
October 2021
$7,900,000
- Public Offering
- NASDAQ Uplist
- Sole Book Runner
October 2021
$6,600,000
- Public Offering
- NASDAQ Uplist
- Lead Book Runner
October 2021
$6,875,000
- Firm Commitment Offering
- Sole Book Runner
August 2021
PIPE
- Private Placement
- Bridge Financing
May 2021
$25,000,000
- IPO
- Co-Underwriter
April 2021
$4,190,000
- Registered Direct Offering
- Co-Placement Agent
March 2021
$20,260,000
- IPO
- Co-Underwriter
December 2020
$5,700,000
- NASDAQ Uplisting
- Joint Bookrunning Manager
November 2020
$16,000,000
- IPO
- Co-Underwriter
January 2020
$8,400,000
- Follow On Offering
- Joint Bookrunning Manager
October 2019
$5,200,000
- Follow On Offering
- Joint Bookrunning Manager
August 2019
$5,000,000
- IPO
- Lead Manager
April 2019
$8,100,000
- IPO
- Co-Bookrunning Manager
February 2019
$7,200,000
- MMTEC Inc.
- IPO
- Co-Underwriter
January 2019
$12,000,000
- IPO
- Co-Lead Manager
July 2018
$6,400,000
- IPO
- Co-Underwriter
March 2018
Undisclosed
- Series B Financing
- Sole Placement Agent
February 2018
$3,000,000
- Private Placement
- Financial Advisor
January 2018
$1,667,550
- Follow-On Offering
- Co-US Agent
July 2017
$7,071,192
- IPO
- Co-Book Runner
July 2017
$6,100,100
- IPO
- Co-Manager
June 2017
$7,300,000
- Follow-On Offering
- Co-U.S. Agent
June 2017
$1,000,000
- Convertible Debenture
- Sole Advisor
April 2017
$5,280,000
- IPO
- Co-Book Runner
October 2016
$10,000,000
- Uplisting Transaction
- Co-Book Runner
May 2016
$2,350,000
- Private
- Co-Placement Agent
October 2015
$20,000,000
- IPO
- Syndicate