At WallachBeth Capital, LLC (“WallachBeth”) we recognize the importance of protecting the privacy of our customers. We have policies in place to maintain the confidentiality and security of any and all personal information. The following policy is designed to help you understand what information we collect from you and how we use that information to serve your account.
Confidentiality and Security
We restrict access to nonpublic information, personal information about you, to those employees and agents who need to know that information in order to provide products and services to you. We maintain physical, electronic and procedural safeguards to protect your nonpublic, personal information. If you decide to close your account(s) or you become an inactive customer we will still adhere to the privacy policies and practices as set forth in this notice.
Categories of Information that WallachBeth Discloses and Parties to Whom it is Disclosed
We do not disclose any nonpublic, personal information about our customers or former customers to anyone, except as permitted by law.
Categories of Information that WallachBeth Discloses
We collect nonpublic, personal information about you from the following sources:
- Information we receive from you on applications or other forms
- Information about your transactions with our affiliates and us
- Information we receive from a consumer-reporting agency
Please be aware that you have the right to maintain the privacy of your nonpublic, personal information. Should our policy change, we will notify you and at that time, you may notify us, in writing, if you wish that your information not be used for any other purpose other than maintaining your account with our firm.
Anti-Money Laundering Program
WallachBeth is required to establish and maintain an Anti-Money Laundering Program (“AML”) as set forth under the U.S. Patriot Act to help the U.S. government fight the funding of terrorism and money laundering activities. Federal law requires that all financial institutions obtain, verify, and record information that identifies each person who opens an account. When you open an account with us, we will ask for your full name, address, date of birth, and/or a copy of a valid form of government-issued photo identification.